Key Details

Duration: 15 Hrs CPD, 5,000 AED PP
Available: None Scheduled

Overview

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.Consisting of twelve 1-Hour Video Tutorials (totalling 12 CPD points) and four GRC eLearning modules (totalling...

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.

Consisting of twelve 1-Hour Video Tutorials (totalling 12 CPD points) and four GRC eLearning modules (totalling 3 CPD points), this programme has been designed for Authorised Individuals of DFSA-regulated firms, covering key regulatory topics, as well as providing 15 CPD points.

Each Video Tutorial is recorded live approximately once a month. Once recorded they will be made available to participants on an 'on-demand' basis through our dedicated CPD learning portal. Participants will have the flexibility of attending sessions 'live' as they take place or at a later date. In addition to the Video Tutorials, participants will be given access to four GRC eLearning modules, each lasting approximately 45 mins.

Who is this for?

Suitable for Senior Management, Senior Compliance staff and MLROs of DFSA-regulated firms.

Virtual Training Sessions (1 Hour duration per module)
Module Timings: 11:00 - 12:00 GST

  1. Part 1 - Governance and senior management (On demand recording)
  2. Part 2 - Governance and senior management (On demand recording)
  3. Part 1 - Horizon scanning: what’s on the DFSA’s horizon - (On demand recording)
  4. Part 2 - Horizon scanning: what’s on the DFSA’s horizon - (On demand recording)
  5. Part 1 - Culture and Conduct - (On demand recording)
  6. Part 2 - Culture and Conduct - 8th Jun
  7. Financial Crime – Key AML priorities - 13th Jul
  8. Financial Crime – Key ABC priorities - 24th Aug
  9. Financial Crime – Key Anti-Fraud priorities - 28th Sep
  10. Operational resilience - 19th Oct
  11. Key Conduct of Business obligations - 16th Nov
  12. Best practice in identifying and managing Conflicts of interest - 14th Dec

eLearning Modules (45 Min duration per module)

  1. AML Awareness
  2. Anti-Bribery & Corruption Awareness
  3. Cybercrime Awareness
  4. DIFC Data Protection