DFSA SEO & Compliance CPD Programme 2024
Overview
The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.
The DFSA SEO & Compliance CPD Programme has been designed for Authorised Individuals of DFSA-regulated firms, covering key regulatory topics. The programme consists of 12 1-hour video tutorials and 4 eLearning modules, totalling 15 CPD hours.
Each video tutorial is recorded live approximately once a month. Once recorded they are made available to participants on an 'on-demand' basis through our dedicated CPD learning portal.
Participants have the flexibility of attending sessions 'live' as they take place or at a later date. In addition to the video tutorials, participants are given access to four GRC eLearning modules, each lasting approximately 45 minutes.
Who is this for?
This CPD Programme is suitable for Senior Management, Senior Compliance staff and MLROs of DFSA-regulated firms.
Course Details
- Conduct and Culture
- AML and CTF update
- Whistleblowing update
- Sanctions update
- DFSA and Crypto Assets
- Proliferation Financing
- ESG update
- Fraud update
- DFSA enforcement update
- Fintech update
- ABC update
- Corporate Governance and Conflicts
eLearning
Any four of the following eLearning modules. 45-minute duration per module
- AML Awareness for DFSA Regulated Firms
- Red Flag Series - AML
- Anti-Bribery & Corruption Awareness
- Cybercrime Awareness
- Conflicts of Interest
- Data Protection - DIFC
- Ethics in Business
- Fraud Prevention
- Information Security
- Market Abuse
- Sanctions
- Whistleblowing
Upcoming Live Sessions
-
Fintech update
08 Oct 2024 (11:00 - 12:00) -
ABC update
12 Nov 2024 (11:00 - 12:00) -
Corporate Governance and Conflicts
10 Dec 2024 (11:00 - 12:00)
Recorded Sessions
-
Conduct and Culture
09 Jan 2024 (11:00 - 12:00) -
AML and CTF Update
13 Feb 2024 (11:00 - 12:00) -
Whistleblowing update
19 Mar 2024 (11:00 - 12:00) -
Sanctions update
16 Apr 2024 (11:00 - 12:00) -
DFSA and Crypto Assets
07 May 2024 (11:00 - 12:00) -
Proliferation Financing & Crowdfunding
11 Jun 2024 (11:00 - 12:00) -
ESG update
16 Jul 2024 (11:00 - 12:00) -
Fraud update
13 Aug 2024 (11:00 - 12:00) -
DFSA enforcement update
10 Sep 2024 (11:00 - 12:00)
Delivery
The programme consists of 12 x 1-hour virtual training courses that are delivered live, and 4 x 45-minute eLearning modules, totalling 15 CPD hours.
Participants have the flexibility to join the virtual sessions live as they take place, or watch the recordings at a later date through our dedicated CPD learning portal.
Firms with more than 5 staff to train have the flexibility to deliver this CPD Programme training in-person by one of our trainers at your premises, or virtually via Zoom, Teams or Webex.