Compliance & Conduct

Whether you require skills-based training for your Compliance Team, awareness-based training for your firm, or a briefing for your Senior Management/Board we can help.

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Compliance & Conduct

Client Categorisation

Compliance Risk In…

Conduct & Culture

Conduct & Ethics for the Board & Senior Management

Introduction to Conflicts of Interest

Conflicts of Interest Workshop

Consumer Protection eLearning

Culture & Conduct for DFSA-Regulated Firms

Developing an Effective Compliance Monitoring Programme

DFSA Client Money and Assets Workshop

DFSA Conduct of Business Rules Overview

DFSA Regulatory and Compliance Induction Programme

DFSA SEO & Compliance Officer CPD Programme 2025

Diploma Series: Compliance Culture, Conduct & Governance

Diversity and Inclusion for Front & Back Office

Diversity and Inclusion for Senior Management

Introduction to ESG & Sustainable Finance

Integrity & Ethics

Integrity & Ethics

International Compliance Officer Certificate

Interpersonal Skills for Compliance Officers

The Importance of Compliance

Introduction to Conflicts of Interest

Introduction to ESG & Sustainable Finance

Introduction to the Role of Compliance

Key Features of an Effective Compliance Function

Market Abuse eLearning

Market Abuse eLearning

Market Abuse Workshop

The Importance of Compliance

Whistleblowing Awareness

Whistleblowing Awareness

Writing an Effective Compliance Report

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