Skip to content
Currency: AED (change to USD)
  • UK
  • MENA
CCL Academy Limited
  • Home
  • Courses
    • Close
    • Courses
    • Subjects
      • Close
      • Subjects
      • Compliance & Conduct
      • AML & Financial Crime
      • Rules & Regulations
      • Governance
      • Information Security
      • CISI Qualifications
      • Certification
    • Learning Style
      • Close
      • Learning Style
      • Blended Learning Solution
      • eLearning
      • Public Courses
      • In-House Courses
      • Virtual Compliance Mentor
      • CPD Programmes
      • On-Demand Tutorials
  • 360 Approach
  • Knowledge Hub
    • Close
    • Knowledge Hub
    • Latest Articles
    • Learning Resources
    • Compliance Glossary
  • About Us
    • Close
    • About Us
    • Our Ethos
    • Our Management Team
    • Our Training Faculty
  • Contact Us

Financial Crime Workshop for Senior Management & The Board

Overview

This course provides Senior Management & The Board with a comprehensive and practical understanding of their roles and responsibilities under relevant laws, regulations and regulatory expectations, as well as an understanding of what happens if those are not met.

Who is this for?

This course is ideal for members of the Board and others within Senior Management in all firms subject to regulation by the UAE Central Bank and in consideration of regulation by the DFSA.

Learning Outcomes

By the end of this workshop participants will be able to:

  • Explain the key risks and challenges in relation to compliance with relevant AML and CTF laws and regulations
  • Describe and apply the requirements of the Board and Senior Management a risk-based approach to AML and CTF
  • Understand and respond to the regulator’s expectations regarding management information and challenge

Course Details

  • An overview of AML and CTF, including an understanding of relevant trends and events
  • Recent enforcement actions and their implications for those on a Board or senior management
  • A reminder of the core legislation and regulations relating to anti-money laundering and counter terrorist financing
  • A review of the legal and regulatory requirements of board members and senior management, including a review of best practice and regulatory expectations
  • Requirements relating to the establishment of AML and CTF regimes, including methods for monitoring and reporting on those systems
  • Suspicious activity reporting requirements and best practice
  • The importance of management information and management challenge

The following are optional and are often required by Boards and Senior Management:

  • An overview of sanctions risk, different sanctions regimes and the management of sanctions risk
  • An overview of Bribery and corruption risk
  • An overview of fraud risk, both internal fraud and external and Cyber fraud, and management of the risk
  • Each section includes any requirements and best practice for Boards and Senior Management

Delivery

Have the flexibility to deliver your In-House training in-person by one of our trainers at your premises, or virtually via Zoom, Teams or Webex.

Find out more about your Virtual or In-Person training experience below.

Virtual Delivery

Our virtual training courses are designed to be every bit as engaging as our in-person courses. To achieve this, our trainers use market-leading technology and a range of training techniques to ensure high levels of interaction with participants. Courses include the use of:

  • Virtual ‘break-out’ rooms: participants are divided into virtual rooms to facilitate small group discussion.
  • Polling: multiple-choice questions, answered anonymously, allow the trainer to assess knowledge and understanding across the group.
  • Case studies: true to life case studies and scenarios are used to highlight the practical application of theoretical knowledge.
  • Messaging: participants can submit questions and comments, either to the whole group or privately to the trainer.

Additional Benefits:

  • Recording: public course participants have the option to access a recording of the course for one month after the course. In-House clients also have the option to record their training for an additional fee.

  • On-going Q&A: public course participants can access an ongoing Q&A facility allowing them to ask questions relating to the course.

 

In-Person Delivery

Our in-person training is delivered face to face at your offices, and includes:

  • ‘In-the-moment’ questions & discussions: questions through conversations allow the trainer to assess knowledge and understanding across the group.
  • Case studies: true to life case studies and scenarios are used to explore practical application of theoretical knowledge.
  • Q&A: participants can ask questions during training, either to the whole group or privately to the trainer.
Financial Crime Workshop for Senior Management & The Board
hourglass
Duration
location
Delivery
In-House
Request a quote

Course Search

CCL Academy Limited

UK - Head Office

The Pantiles Chambers
85 High Street
Tunbridge Wells, TN1 1XP
United Kingdom
Phone: +44 20 3092 0442
Email: info@cclacademy.co.uk

UAE Office

Al Saaha Offices
Downtown Dubai
Dubai
United Arab Emirates
Phone: +971 4 427 2151
Email: info@cclacademy.com

Stay up to date

Sign up for our newsletter to receive the latest updates, offers, event invitations and free resources from CCL Academy

Sign up

  • Terms & Conditions
  • Privacy Policy
© 2023 CCL Academy Limited
Cyberessentials Certification Mark Colour
CPD CISI Logo Png
PTP23 Web
Henly
© 2023 CCL Academy Limited

Our site uses cookies to help give you the best online experience.
Please let us know if you happy for us to use these cookies or if you wish minimum functionality only.

Your Cart