DFSA SEO & Compliance CPD Programme 2023

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.

The DFSA SEO & Compliance CPD Programmeprogramme has been designed for Authorised Individuals of DFSA-regulated firms, covering key regulatory topics. The programme consists of 12 1-hour video tutorials and 4 eLearning modules, totalling 15 CPD hours.

Each video tutorial is recorded live approximately once a month. Once recorded they are made available to participants on an 'on-demand' basis through our dedicated CPD learning portal.

Participants have the flexibility of attending sessions 'live' as they take place or at a later date. In addition to the video tutorials, participants are given access to four GRC eLearning modules, each lasting approximately 45 minutes.

For further details of this requirement, read our Regulatory Focus: Dubai Financial Services Authority (DFSA) CPD Requirements

This CPD Programme is suitable for Senior Management, Senior Compliance staff and MLROs of DFSA-regulated firms.

• AML Update
• DFSA’s Expectations in Outsourcing and Operational Resilience
• ESG Update
• DFSA Enforcement Actions and Lessons Learnt
• Fraud and Cybercrime Update
• DFSA’s Clients’ Assets Rules
• Horizon Scanning and the DFSA’s Conduct Agenda
• Firm Disclosures and Financial Promotions
• Regulatory Relations and MLRO CPD Requirements
• Fintech Update
• Sanctions and ABC Update
• Corporate Governance Update/Board Responsibility for Compliance

Any four of the following eLearning modules. 45-minute duration per module

1. AML Awareness for DFSA Regulated Firms
2. Red Flag Series - AML
3. Anti-Bribery & Corruption Awareness
4. Cybercrime Awareness
5. Conflicts of Interest
6. Data Protection - DIFC
7. Ethics in Business
8. Fraud Prevention
9. Information Security
10. Market Abuse
11. Sanctions
12. Whistleblowing