Key Details

Duration: 3 Hours

Available: In-House only

Overview

This course is intended to provide an overview of the key issues with regard to corporate governance, organisational structure, corporate ethics and DFSA requirements which will not only ensure your firm can meet regulatory expectations, but will also reduce your enterprise risk. The development of an effective corporate governance framework and the...

This course is intended to provide an overview of the key issues with regard to corporate governance, organisational structure, corporate ethics and DFSA requirements which will not only ensure your firm can meet regulatory expectations, but will also reduce your enterprise risk.

The development of an effective corporate governance framework and the implementation of an effective organisational structure adds real value to the firm over and above meeting regulatory obligations.

Who is this for?

People with responsibility for managing or monitoring business risks and controls. These specifically include Directors and Senior Managers.

  • The expectations of the Regulator on the duties & responsibilities of Senior Management
  • How to implement a robust organisational structure
  • What are the essential elements of an effective Corporate Governance Framework?
  • The DFSA’s requirements on Corporate Governance
  • What are the regulatory expectations and concerns with regards to employee remuneration?
  • Should Firms be concerned with Ethics in their business?

After attending this session, attendees will have a clear understanding of:

  • The international focus corporate governance
  • The regulatory expectations on Directors and Management
  • How to "Benchmark" the firm's current arrangements against regulatory requirements and best practice