Key Details

CPD Hours: 15 Hrs
Delivery: Virtual
Price: 5,000 AED per person

Overview

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.Consisting of twelve 1-Hour Video Tutorials (totaling 12 CPD hours) and four GRC eLearning modules (totaling...

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.

Consisting of twelve 1-Hour Video Tutorials (totaling 12 CPD hours) and four GRC eLearning modules (totaling 3 CPD hours), this programme has been designed for Authorised Individuals of DFSA-regulated firms, covering key regulatory topics, as well as providing 15 CPD hours.

Each Video Tutorial is recorded live approximately once a month. Once recorded they will be made available to participants on an 'on-demand' basis through our dedicated CPD learning portal. Participants will have the flexibility of attending sessions 'live' as they take place or at a later date. In addition to the Video Tutorials, participants will be given access to four GRC eLearning modules, each lasting approximately 45 mins.

For further details of this requirement, read our Regulatory Focus: Dubai Financial Services Authority (DFSA) CPD Requirements

Who is this for?

Suitable for Senior Management, Senior Compliance staff and MLROs of DFSA-regulated firms.

  • Conduct Risk and Treating Customers Fairly Update
    18 Jan 2022 (11:00 - 12:00)
  • DFSA Suitability Rules
    08 Feb 2022 (11:00 - 12:00)
  • Responsibilities of the SEO, Compliance Officer and MLRO
    08 Mar 2022 (11:00 - 12:00)
  • ESG: A Practical Guide
    12 Apr 2022 (11:00 - 12:00)
  • Cybercrime and Financial Crime Update
    10 May 2022 (11:00 - 12:00)
  • The Importance of Whistleblowing
    14 Jun 2022 (11:00 - 12:00)
  • Sanctions Compliance
    12 Jul 2022 (11:00 - 12:00)
  • Anti-Bribery and Corruption Update
    16 Aug 2022 (11:00 - 12:00)
  • Ethics in Business
    13 Sep 2022 (11:00 - 12:00)
  • How to Handle a Conflict of Interest
    11 Oct 2022 (11:00 - 12:00)
  • Financial Promotions
    08 Nov 2022 (11:00 - 12:00)
  • Corporate Governance Update
    13 Dec 2022 (11:00 - 12:00)

Any four of the following eLearning modules. 45 Min duration per module

  1. AML Awareness for DFSA Regulated Firms
  2. Red Flag Series - AML
  3. Anti-Bribery & Corruption Awareness
  4. Cybercrime Awareness
  5. Conflicts of Interest
  6. DIFC Data Protection
  7. Ethics in Business
  8. Fraud Prevention
  9. Information Security
  10. Market Abuse
  11. Sanctions
  12. Whistleblowing