Key Details

CPD Hours: 15 Hrs
Delivery: Virtual
Price: 5,000 AED per person

Overview

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.Consisting of twelve 1-Hour Video Tutorials (totalling 12 CPD points) and four GRC eLearning modules (totalling...

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.

Consisting of twelve 1-Hour Video Tutorials (totalling 12 CPD points) and four GRC eLearning modules (totalling 3 CPD points), this programme has been designed for Authorised Individuals of DFSA-regulated firms, covering key regulatory topics, as well as providing 15 CPD points.

Each Video Tutorial is recorded live approximately once a month. Once recorded they will be made available to participants on an 'on-demand' basis through our dedicated CPD learning portal. Participants will have the flexibility of attending sessions 'live' as they take place or at a later date. In addition to the Video Tutorials, participants will be given access to four GRC eLearning modules, each lasting approximately 45 mins.

For further details of this requirement, read our Regulatory Focus: Dubai Financial Services Authority (DFSA) CPD Requirements

Who is this for?

Suitable for Senior Management, Senior Compliance staff and MLROs of DFSA-regulated firms.

  • Understanding the DFSA’s Client Assets and Client Money Rules
    11 Jan 2021 (11:00 - 12:00)
  • Conduct Risk and Treating Customers Fairly
    08 Feb 2021 (11:00 - 12:00)
  • Complying with Best Practice in Outsourcing
    08 Mar 2021 (11:00 - 12:00)
  • FinTech: Understanding the Practical Impact
    12 Apr 2021 (11:00 - 12:00)
  • Compliance Monitoring: SEO Responsibility and Best Practice
    10 May 2021 (11:00 - 12:00)
  • How to Handle a Regulatory Visit
    14 Jun 2021 (11:00 - 12:00)
  • How to Conduct a Board Self-Evaluation
    12 Jul 2021 (11:00 - 12:00)
  • The Challenge of Compliance in Smaller Firms
    16 Aug 2021 (11:00 - 12:00)
  • Anti-Money Laundering (AML) Update
    13 Sep 2021 (11:00 - 12:00)
  • Anti-Bribery & Corruption (ABC) and Fraud Update
    11 Oct 2021 (11:00 - 12:00)
  • Complaints Handling
    08 Nov 2021 (11:00 - 12:00)
  • Corporate Governance Update
    13 Dec 2021 (11:00 - 12:00)

Any four of the following eLearning modules. 45 Min duration per module

  1. AML Awareness for DFSA Regulated Firms
  2. Anti-Bribery & Corruption Awareness
  3. Cybercrime Awareness
  4. DIFC Data Protection
  5. Ethics in Business
  6. Fraud Prevention
  7. Market Abuse
  8. Whistleblowing
  9. Red Flag Series - AML