Key Details

Duration: 3 Hours
Delivery: Inhouse

Overview

Market Abuse rules can be complex. Often it is not always clear what is and is not deemed to be ‘abuse’ of the market.This course is packed with practical case studies to show how Market Abuse can occur in different markets and products. It will provide participants with an understanding...

Market Abuse rules can be complex. Often it is not always clear what is and is not deemed to be ‘abuse’ of the market.

This course is packed with practical case studies to show how Market Abuse can occur in different markets and products. It will provide participants with an understanding of the various forms of Market Abuse, as well as the significance of inside information. It also explores the regulator’s expectations, as well as the practical steps required to implement effective systems and controls to prevent Market Abuse.

  • Insider Dealing
  • Unlawful disclosure of inside information
  • Market manipulation
  • Reporting requirements relating to suspicions of Market Abuse
  • Enforcement