Compliance
Course
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Diploma Series: Compliance Culture, Conduct & Governance
23 - 25 Sep 2019Dubai, UAE -
Developing an Effective Compliance Monitoring Programme
26 Sep 2019Dubai, UAE -
International Compliance Officer Certificate
15 - 16 Oct 2019Dubai, UAE -
Diploma Series: Key Compliance Skills
23 - 25 Jun 2020Dubai, UAE -
Advanced Diploma Series - Dealing with the Boardroom, Implementing Corporate Governance & Communicating Compliance
In-house -
Advanced Diploma Series - Effective Compliance Leadership
In-house -
Award Series - Communicating Essential Compliance Issues
In-house -
Award Series - Establishing Effective Governance Structures
In-house -
CISI - Global Financial Compliance
In-house -
Compliance and Derivatives
In-house -
Compliance and Equities
In-house -
Compliance and Fixed Income
In-house -
Compliance and FX/Commodities
In-house -
Compliance for Relationship Managers
In-house -
Compliance Risk in OTC Derivatives
In-house
AML & Financial Crime Prevention
Course
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Anti-Money Laundering Awareness
14 Oct 2019Dubai, UAE -
International AML Officer Certificate
19 - 20 Nov 2019Dubai, UAE -
Building a Risk Based CDD Process
21 Nov 2019Dubai, UAE -
Diploma Series: Key Financial Crime Risks
09 - 11 Dec 2019Dubai, UAE -
Diploma Series: Key AML & CTF Skills
17 - 19 Mar 2020Dubai, UAE -
AML Awareness eLearning
Online Course -
Fraud Prevention eLearning
Online Course -
Market Abuse eLearning
Online Course -
Advanced Diploma Series - Advanced Skills in Combating Financial Crime
In-house -
AML Awareness for Lawyers
In-house -
AML Risk in Correspondent Banking
In-house -
Anti Bribery & Corruption Awareness
In-house -
CISI - Combating Financial Crime
In-house -
CISI - Managing Cyber Security
In-house -
Developing Risk Based AML Controls in GCC Banks
In-house -
Fraud Prevention Awareness
In-house -
Fraud Prevention Workshop
In-house -
The CTF Intelligence Simulation
In-house -
Trade & Economic Sanctions
In-house -
Trade Based Money Laundering & Terrorist Financing
In-house
Rules & Regulations
Course
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DFSA Regulatory Overview
14 Oct 2019Dubai, UAE -
Market Abuse eLearning
Online Course -
CISI - Qatar Financial Centre Rules & Regulations
In-house -
CISI - Qatar Financial Markets Authority Regulations
In-house -
CISI - UAE Financial Rules & Regulations
In-house or Distance Learning -
DFSA Conduct of Business Rules Overview
In-house
Risk Management
Course
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Cybercrime Awareness eLearning
Online Course -
General Data Protection Regulation (GDPR) eLearning
Online Course -
Advanced Diploma Series - Risk Management for Compliance Officers
In-house -
Award Series - Identifying and Mapping Risks
In-house -
CISI - Managing Cyber Security
In-house -
CISI - Risk in Financial Services
In-house or Distance Learning -
Cybercrime & Security for Compliance Officers
In-house
Finance Induction Training
Course
CISI Qualifications
The Chartered Institute for Securities & Investment offer qualifications for staff working in financial services. Learn more about the courses related to Regulatory Compliance here.
If you are looking for CISI qualifications for wealth management professionals, visit our dedicated CISI website by clicking here.
Course
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CISI - Combating Financial Crime
In-house -
CISI - DIFC Rules & Regulations Paper
In-house -
CISI - Fundamentals of Islamic Banking and Finance
In-house -
CISI - Global Financial Compliance
In-house -
CISI - International Certificate in Wealth & Investment Management (ICWIM)
In-house -
CISI - International Introduction to Securities and Investment
In-house -
CISI - Islamic Finance Qualification (IFQ)
In-house -
CISI - Managing Cyber Security
In-house -
CISI - Risk in Financial Services
In-house or Distance Learning -
CISI - UAE Financial Rules & Regulations
In-house or Distance Learning