Compliance
Course
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Diploma Series: Compliance Culture, Conduct & Governance
08 - 28 Sep 2020Virtual - GST -
Developing an Effective Compliance Monitoring Programme
21 - 23 Sep 2020Virtual - GST -
International Compliance Officer Certificate
12 - 21 Oct 2020Virtual - GST -
Diploma Series: Key Compliance Skills
15 Mar - 08 Apr 2021Virtual - GST -
Anti-Bribery & Corruption (ABC) eLearning
Online Course -
DFSA SEO & Compliance CPD Programme
Distance Learning -
Advanced Diploma Series - Dealing with the Boardroom, Implementing Corporate Governance & Communicating Compliance
In-house -
Advanced Diploma Series - Effective Compliance Leadership
In-house -
Award Series - Communicating Essential Compliance Issues
In-house -
Award Series - Establishing Effective Governance Structures
In-house -
CISI - Global Financial Compliance
In-house -
Compliance and Derivatives
In-house -
Compliance and Equities
In-house -
Compliance and Fixed Income
In-house -
Compliance and FX/Commodities
In-house -
Compliance for Relationship Managers
In-house -
Compliance Risk in OTC Derivatives
In-house
AML & Financial Crime Prevention
Course
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Client Onboarding & Building a Risk Based CDD Process
16 - 17 Sep 2020Virtual - GST -
Trade Based Money Laundering & Terrorist Financing
07 - 08 Oct 2020Virtual - GST -
Anti-Money Laundering Awareness
15 Oct 2020Virtual - GST -
Diploma Series: Key Financial Crime Risks
03 - 24 Nov 2020Virtual - GST -
International AML Officer Certificate
16 - 23 Nov 2020Virtual - GST -
Diploma Series: Key AML & CTF Skills
25 Jan - 22 Feb 2021Virtual - GST -
Sanctions Compliance
23 - 24 Sep 2020Virtual - GST -
AML Risk in Correspondent Banking
03 Nov 2020Virtual - GST -
AML Awareness eLearning
Online Course -
Anti-Bribery & Corruption (ABC) eLearning
Online Course -
Fraud Prevention eLearning
Online Course -
Market Abuse eLearning
Online Course -
Advanced Diploma Series - Advanced Skills in Combating Financial Crime
In-house -
AML Awareness for Lawyers
In-house -
Anti Bribery & Corruption Awareness
In-house -
CISI - Combating Financial Crime
In-house -
CISI - Managing Cyber Security
In-house -
Developing Risk Based AML Controls in GCC Banks
In-house -
Financial Crime Prevention - Senior Management Responsibility
In-house -
Fraud Prevention Awareness
In-house -
Fraud Prevention Workshop
In-house -
The CTF Intelligence Simulation
In-house
Rules & Regulations
Course
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DFSA Regulatory Overview
13 Oct 2020Virtual - GST -
DFSA Regulatory Update and Horizon Scan
None Scheduled -
DFSA SEO & Compliance CPD Programme
Distance Learning -
Market Abuse eLearning
Online Course -
CISI - Qatar Financial Centre Rules & Regulations
In-house -
CISI - Qatar Financial Markets Authority Regulations
In-house -
CISI - UAE Financial Rules & Regulations
In-house or Distance Learning -
DFSA Conduct of Business Rules Overview
In-house -
Saudi Arabia CMA Financial Regulation Workshop
In-house or Distance Learning
Senior Management & The Board
Course
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Anti-Bribery & Corruption (ABC) eLearning
Online Course -
Culture & Conduct for DFSA-Regulated Firms
None Scheduled -
DFSA Regulatory Update and Horizon Scan
None Scheduled -
DFSA SEO & Compliance CPD Programme
Distance Learning -
Governance and Senior Management Regulatory Responsibilities for DFSA-Regulated Firms
None Scheduled -
Advanced Diploma Series - Dealing with the Boardroom, Implementing Corporate Governance & Communicating Compliance
In-house -
Chief Governance Officer Certificate
In-house -
International Corporate Governance Certificate
In-house -
Senior Management Regulatory Roles & Responsibilities
In-house
Risk Management
Course
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Cybercrime Awareness eLearning
Online Course -
Data Protection - GDPR eLearning
Online Course -
Advanced Diploma Series - Risk Management for Compliance Officers
In-house -
Award Series - Identifying and Mapping Risks
In-house -
CISI - Managing Cyber Security
In-house -
CISI - Risk in Financial Services
In-house or Distance Learning
Finance Induction Training
Course
CISI Qualifications
The Chartered Institute for Securities & Investment offer qualifications for staff working in financial services. Learn more about the courses related to Regulatory Compliance here.
If you are looking for CISI qualifications for wealth management professionals, visit our dedicated CISI website by clicking here.
Course
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CISI - International Certificate in Wealth & Investment Management (ICWIM)
Distance Learning -
CISI - Combating Financial Crime
In-house -
CISI - DIFC Rules & Regulations Paper
In-house -
CISI - Fundamentals of Islamic Banking and Finance
In-house -
CISI - Global Financial Compliance
In-house -
CISI - International Introduction to Securities and Investment
In-house -
CISI - Islamic Finance Qualification (IFQ)
In-house -
CISI - Managing Cyber Security
In-house -
CISI - Risk in Financial Services
In-house or Distance Learning -
CISI - UAE Financial Rules & Regulations
In-house or Distance Learning