Compliance
Course
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DFSA SEO & Compliance CPD Programme 2021
11 Jan - 13 Dec 2021Virtual - GST -
International Compliance Officer Certificate
09 - 18 Mar 2021Virtual - GST -
Diploma Series: Key Compliance Skills
15 - 31 Mar 2021Virtual - GST -
Developing an Effective Compliance Monitoring Programme
30 - 31 Mar 2021Virtual - GST -
Diploma Series: Compliance Culture, Conduct & Governance
01 - 17 Jun 2021Virtual - GST -
Anti-Bribery & Corruption (ABC) eLearning
eLearning -
DFSA SEO & Compliance CPD Programme 2020
None Scheduled -
Ethics in Business eLearning
eLearning -
Sanctions - eLearning
eLearning -
The Importance of Compliance - eLearning
eLearning -
Advanced Diploma Series - Dealing with the Boardroom, Implementing Corporate Governance & Communicating Compliance
Inhouse -
Advanced Diploma Series - Effective Compliance Leadership
Inhouse -
Award Series - Communicating Essential Compliance Issues
Inhouse -
Award Series - Establishing Effective Governance Structures
Inhouse -
CISI - Global Financial Compliance
Inhouse -
Compliance and Derivatives
Inhouse -
Compliance and Equities
Inhouse -
Compliance and Fixed Income
Inhouse -
Compliance and FX/Commodities
Inhouse -
Compliance for Relationship Managers
Inhouse -
Compliance Risk in OTC Derivatives
Inhouse
AML & Financial Crime Prevention
Course
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Combating Financial Crime CPD Programme 2021
20 Jan - 08 Dec 2021Virtual - GST -
Diploma Series: Key AML & CTF Skills
25 Jan - 10 Feb 2021Virtual - GST -
Anti-Money Laundering Awareness
01 Feb 2021Virtual - GST -
Trade Based Money Laundering and Correspondent Banking Risk
23 - 24 Feb 2021Virtual - GST -
Client Onboarding & Building a Risk Based CDD Process
03 - 04 Mar 2021Virtual - GST -
International AML Officer Certificate
22 - 30 Mar 2021Virtual - GST -
Diploma Series: Key Financial Crime Risks
06 - 22 Sep 2021Virtual - GST -
AML Awareness eLearning
eLearning -
Anti-Bribery & Corruption (ABC) eLearning
eLearning -
Fraud Prevention eLearning
eLearning -
Market Abuse eLearning
eLearning -
Advanced Diploma Series - Advanced Skills in Combating Financial Crime
Inhouse -
AML Awareness for Lawyers
Inhouse -
AML Risk in Correspondent Banking
Inhouse -
Anti Bribery & Corruption Awareness
Inhouse -
CISI - Combating Financial Crime
Inhouse -
CISI - Managing Cyber Security
Inhouse -
Financial Crime Prevention - Senior Management Responsibility
Inhouse -
Fraud Prevention Awareness
Inhouse -
Fraud Prevention Workshop
Inhouse -
Sanctions Compliance
Inhouse -
Trade Based Money Laundering & Terrorist Financing
Inhouse
Rules & Regulations
Course
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DFSA Regulatory Overview On-Demand
On-demand -
DFSA Regulatory and Compliance Induction Programme
On-demand -
CISI - UAE Financial Rules & Regulations
Distance Learning -
DFSA SEO & Compliance CPD Programme 2021
11 Jan - 13 Dec 2021Virtual - GST -
DFSA SEO & Compliance CPD Programme 2020
None Scheduled -
Market Abuse eLearning
eLearning -
Sanctions - eLearning
eLearning -
CISI - Qatar Financial Centre Rules & Regulations
Inhouse -
CISI - Qatar Financial Markets Authority Regulations
Inhouse -
DFSA Conduct of Business Rules Overview
Inhouse -
DFSA Regulatory Overview
Inhouse -
Saudi Arabia CMA Financial Regulation Workshop
Inhouse or Distance Learning
Senior Management & The Board
Course
-
Anti-Bribery & Corruption (ABC) eLearning
eLearning -
DFSA SEO & Compliance CPD Programme 2020
None Scheduled -
Advanced Diploma Series - Dealing with the Boardroom, Implementing Corporate Governance & Communicating Compliance
Inhouse -
Chief Governance Officer Certificate
Inhouse -
Culture & Conduct for DFSA-Regulated Firms
Inhouse -
Governance and Senior Management Regulatory Responsibilities for DFSA-Regulated Firms
Inhouse -
International Corporate Governance Certificate
Inhouse -
Senior Management Regulatory Roles & Responsibilities
Inhouse
Risk Management
Course
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CISI - Risk in Financial Services
Distance Learning -
Cybercrime Awareness eLearning
eLearning -
Data Protection - GDPR eLearning
eLearning -
Advanced Diploma Series - Risk Management for Compliance Officers
Inhouse -
Award Series - Identifying and Mapping Risks
Inhouse -
CISI - Managing Cyber Security
Inhouse
Finance Induction Training
Course
-
CISI - International Introduction to Securities and Investment
Distance Learning -
Financial Markets Induction Programme
Inhouse
CISI Qualifications

The Chartered Institute for Securities & Investment offer qualifications for staff working in financial services. Learn more about the courses related to Regulatory Compliance here.
If you are looking for CISI qualifications for wealth management professionals, visit our dedicated CISI website by clicking here.
Course
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CISI - International Certificate in Wealth & Investment Management (ICWIM)
Distance Learning -
CISI - International Introduction to Securities and Investment
Distance Learning -
CISI - Risk in Financial Services
Distance Learning -
CISI - UAE Financial Rules & Regulations
Distance Learning -
CISI - Combating Financial Crime
Inhouse -
CISI - DIFC Rules & Regulations Paper
Inhouse -
CISI - Fundamentals of Islamic Banking and Finance
Inhouse -
CISI - Global Financial Compliance
Inhouse -
CISI - Islamic Finance Qualification (IFQ)
Inhouse -
CISI - Managing Cyber Security
Inhouse