Compliance
Course
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Diploma Series: Key Compliance Skills
01 - 17 Jun 2021Virtual - GST -
International Compliance Officer Certificate
08 - 17 Jun 2021Virtual - GST -
Diploma Series: Compliance Culture, Conduct & Governance
06 - 22 Sep 2021Virtual - GST -
Anti-Bribery & Corruption (ABC) eLearning
eLearning -
Compliance Skills CPD Programme 2021 - 2022
CPD Programme -
Developing an Effective Compliance Monitoring Programme
None Scheduled -
DFSA SEO & Compliance CPD Programme 2021
CPD Programme -
Ethics in Business eLearning
eLearning -
Information Security Awareness eLearning
eLearning -
Sanctions - eLearning
eLearning -
The Importance of Compliance - eLearning
eLearning -
Advanced Diploma Series - Dealing with the Boardroom, Implementing Corporate Governance & Communicating Compliance
Inhouse -
Advanced Diploma Series - Effective Compliance Leadership
Inhouse -
Award Series - Communicating Essential Compliance Issues
Inhouse -
Award Series - Establishing Effective Governance Structures
Inhouse -
CISI - Global Financial Compliance
Inhouse -
Compliance and Derivatives
Inhouse -
Compliance and Equities
Inhouse -
Compliance and Fixed Income
Inhouse -
Compliance and FX/Commodities
Inhouse -
Compliance for Relationship Managers
Inhouse -
Compliance Risk in OTC Derivatives
Inhouse
AML & Financial Crime Prevention
Course
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International AML Officer Certificate
02 - 08 Sep 2021Virtual - GST -
Diploma Series: Key Financial Crime Risks
09 - 24 Nov 2021Virtual - GST -
Diploma Series: Key AML & CTF Skills
08 - 24 Mar 2022Virtual - GST -
AML Awareness eLearning
eLearning -
Anti-Bribery & Corruption (ABC) eLearning
eLearning -
Anti-Money Laundering Awareness
None Scheduled -
Client Onboarding & Building a Risk Based CDD Process
None Scheduled -
Combating Financial Crime CPD Programme 2021
CPD Programme -
Fraud Prevention eLearning
eLearning -
Market Abuse eLearning
eLearning -
Trade Based Money Laundering and Correspondent Banking Risk
None Scheduled -
Advanced Diploma Series - Advanced Skills in Combating Financial Crime
Inhouse -
AML Awareness for Lawyers
Inhouse -
AML Risk in Correspondent Banking
Inhouse -
Anti Bribery & Corruption Awareness
Inhouse -
CISI - Combating Financial Crime
Inhouse -
CISI - Managing Cyber Security
Inhouse -
Financial Crime Prevention - Senior Management Responsibility
Inhouse -
Fraud Prevention Awareness
Inhouse -
Sanctions Compliance
Inhouse -
Trade Based Money Laundering & Terrorist Financing
Inhouse
Rules & Regulations
Course
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CISI - UAE Financial Rules & Regulations
Distance Learning -
DFSA Regulatory and Compliance Induction Programme
On-demand -
DFSA Regulatory Overview On-Demand
On-demand -
DFSA SEO & Compliance CPD Programme 2021
CPD Programme -
Market Abuse eLearning
eLearning -
Sanctions - eLearning
eLearning -
CISI - Qatar Financial Centre Rules & Regulations
Inhouse -
CISI - Qatar Financial Markets Authority Regulations
Inhouse -
DFSA Conduct of Business Rules Overview
Inhouse -
DFSA Regulatory Overview
Inhouse -
Saudi Arabia CMA Financial Regulation Workshop
Inhouse or Distance Learning
Senior Management & The Board
Course
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Anti-Bribery & Corruption (ABC) eLearning
eLearning -
Information Security Awareness eLearning
eLearning -
Advanced Diploma Series - Dealing with the Boardroom, Implementing Corporate Governance & Communicating Compliance
Inhouse -
Chief Governance Officer Certificate
Inhouse -
Culture & Conduct for DFSA-Regulated Firms
Inhouse -
Governance and Senior Management Regulatory Responsibilities for DFSA-Regulated Firms
Inhouse -
International Corporate Governance Certificate
Inhouse -
Senior Management Regulatory Roles & Responsibilities
Inhouse
Risk Management
Course
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Cybercrime Demystified
28 Apr 2021Virtual - GST -
CISI - Risk in Financial Services
Distance Learning -
Cybercrime Awareness eLearning
eLearning -
Data Protection - GDPR eLearning
eLearning -
Advanced Diploma Series - Risk Management for Compliance Officers
Inhouse -
Award Series - Identifying and Mapping Risks
Inhouse -
CISI - Managing Cyber Security
Inhouse
Finance Induction Training
Course
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CISI - International Introduction to Securities and Investment
Distance Learning -
Financial Markets Induction Programme
Inhouse
CISI Qualifications

A range of exam study options to help you to prepare for the Chartered Institute for Securities & Investment (CISI) qualifications, designed for staff working in financial services firms.
If you are looking for CISI qualifications for wealth management professionals, visit our dedicated CISI website by clicking here.
Course
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CISI - International Certificate in Wealth & Investment Management (ICWIM)
Distance Learning -
CISI - International Introduction to Securities and Investment
Distance Learning -
CISI - Risk in Financial Services
Distance Learning -
CISI - UAE Financial Rules & Regulations
Distance Learning -
CISI - Combating Financial Crime
Inhouse -
CISI - DIFC Rules & Regulations Paper
Inhouse -
CISI - Fundamentals of Islamic Banking and Finance
Inhouse -
CISI - Global Financial Compliance
Inhouse -
CISI - Islamic Finance Qualification (IFQ)
Inhouse -
CISI - Managing Cyber Security
Inhouse