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AI allows machines to mimic the human mind, enabling them to rationalise and take actions to achieve a specific goal. This article focuses on the use of AI in financial services, governance and oversight, and the potential risks associated with...

In this month's summary of key compliance stories from around the globe, Martin Mitchell looks at some of the regulatory and compliance headlines, including; FCA to review PEP treatment, initial report findings published, US SEC confirms crackdown on deceptive fund...

This quarter's Concerning Conduct, a summary of recent cases concerning culture and conduct, includes; Farage drama leads to resignations at NatWest, Financial institutions’ climate risk models underestimating risks, Mazars and BDO audit quality issues, Fintech Revolut sees fraudulent losses of...

In this month's summary of key compliance stories from around the globe, Martin Mitchell looks at some of the regulatory and compliance headlines, including; US regulators issue $555m of fines for messaging violations, UBS settles over bond mis-selling, US SEC...

According to the WTO Trade Volume Index 2022, world trade volumes have grown between 4% - 6% annually since 1995, and the total value of annual trade currently stands at around USD 31.0 trillion. This vast and still growing volume...

For frontline and operations staff working in trade finance, identifying, assessing and mitigating trade risk is a vital and often complex task. To facilitate this, here are three broad areas of focus with some relevant questions to share with your...

In this month's summary of key compliance stories from around the globe, Martin Mitchell looks at some of the regulatory and compliance headlines, including; FCA calls in bank chiefs over interest on savings, Global regulators recommend exit fees for property...

This quarter's Concerning Conduct, a summary of recent cases concerning culture and conduct, includes; EY banned from German audit work for two years, Dimon blames regulators for banking turmoil, Credit Suisse chair apologises at fractious final AGM, Court filing claims...

In this month's summary of key compliance stories from around the globe, Martin Mitchell looks at some of the regulatory and compliance headlines, including; UK signs pact with EU to increase co-operation on financial services, SEC launches lawsuits against crypto...

In this month's summary of key compliance stories from around the globe, Martin Mitchell looks at some of the regulatory and compliance headlines, including; FCA to improve handling of whistleblowers, FCA warns on Consumer Duty readiness, Treasury select committee call...

Bruce Viney features in this month's episode of The Laundry as a guest speaker where he discusses how to combat Trade-Based Money Laundering.

Anti-money laundering, terrorist financing and proliferation financing remain a key priority for regulators across the globe. Download and share this learning card across your firm to remind employees of common themes that arise across enforcement cases, and what can be...