Certification

These programmes are endorsed by the Chartered Institute for Securitries & Investment - a leading professional body for the Financial Services Industry. 

Upon successful completion of the 5 courses, candidates will be awarded The Certified Compliance & AML Manager Award from the ICMA Centre, Henley Business School, University of Reading.

Upon successful completion of the 4 modules, participants will be awarded The Diploma in Compliance, AML & Financial Crime from the ICMA Centre, Henley Business School, University of Reading.

The programme is designed for senior Compliance and AML Officers. It is structured as a set of four 3 day units, each of which is designed to build on the competencies obtained through your practical experiences.

Upon succesful completion of all four modules, candidates will be awarded the Advanced Diploma in Compliance & Financial Crime from the ICMA Centre, Henley Business School, University of Reading.

The DFSA Regulatory Induction Certificate is designed to provide staff with an overview of the main DFSA regulations. The Certificate consists of 2-3 modules depending on your role.

These certificate programmes are ideal for all participants who seek to join the growing numbers of organisations who have recognised the benefits of good corporate governance.

The Chartered Institute for Securities & Investment (CISI) offer a series qualifications designed for Compliance, AML and Risk professionals working in the financial services community. 

The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.