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Compliance Updater - March 2021

Deutsche Bank investigating sales of complex currency products to SMEs in Spain. Greensill Capital and Greensill Bank near collapse. Deloitte agrees $80m settlement over 1MDB. Report published on the UK...

Compliance Updater - February 2021

South Korean politicians back short selling ban extension. Bezos is latest to show disregard of corporate governance standards. Bank of England governor criticises European Commission. Credit Suisse finally resolves crisis...

CCL Regulatory Update: UK Edition - February 2021

This edition includes: FCA Webpage on Regulatory Changes After End of Transition Period, SM&CR Forms Update, ESMA Issues Statement on MiFID II Reverse Solicitation, FCA on Financial Crime Systems and...