The latest regulatory and compliance news and updates

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Compliance Updater - May 2020

HSBC reports suspicions over Singapore energy trading firm. BaFin looking into market manipulation and director dealing at Wirecard. KPMG facing £250m lawsuit over Carillion audits. Whistleblower reports to UK’s FCA...

Compliance Updater - April 2020

Professional services firms’ attempts to cope with the coronavirus. Concerns over data security and privacy on Zoom. Morrisons wins appeal over data leak. UK FCA eases emergency fundraising requirements. Softbank...

CCL Regulatory Update: UK Edition - April 2020

This edition includes: FCA Expectations for SM&CR Solo Regulated Firms, PRA Statement on COVID-19 Regulatory Reporting and Disclosure Amendments, ESMA Publishes Advice to the European Commission on Inducements and Costs...