The latest regulatory and compliance news and updates

Latest News

Concerning Conduct: Quarterly Cases - Q3 2020

Deutsche agrees to $150m fine for compliance failings in dealing with Epstein. Grant Thornton fined £3m over ethical and objectivity failures. Barclays boss accused of making sexist remarks. Twitter hack...

CCL Regulatory Update: UK Edition - September 2020

This edition includes: Extension of SM&CR for Solo-Regulated Firms, PRA Letter on the Operational Readiness of the Temporary Permissions Regime, ESMA Confirms Certain Elements of the Securitisation Regulation Are in...

CCL Regulatory Update: Middle East Edition - September 2020

This edition includes: DFSA Issues Discussion Paper on Sustainable Finance in the DIFC, ADGM Appoints New CEO for its Financial Services Regulatory Authority, FSB RCG MENA Group Discusses the Economic...

Latest Events

Virtual Event: Trade Based Money Laundering – The Fight Against Organised Crime

This event will outline the ever growing threat of money laundering through Trade Finance, typologies and red flags and what to do to protect your firm.