The latest regulatory and compliance news and updates

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Compliance Updater - December 2021

Listing rules changes take effect in the UK. Dubai DFSA fines manager of REIT over “misleading statements”. FCA launches second consultation on consumer duty. Deutsche Bank fined €8.7m by BaFin...

Concerning Conduct: Quarterly Cases - Q4 2021

Goldman Sachs removes essential staff’s free breakfast and lunch. PwC allows UK staff to work remotely but with risk of pay cut. Ireland falls into line on global tax. US...

Compliance Updater - November 2021

Barclays CEO steps down over links to Epstein. Basel III banking standards implementation to be delayed. Grant Thornton fined over audit failures at Interserve. FCA begins to act against ‘greenwashing’....