SM&CR - Lessons Learnt & Next Steps - Virtual Event

In line with precautionary measures being taken to reduce the risk posed by COVID-19, our SM&CR breakfast briefing presentations were recorded by our speakers and are now available on-demand.

Experts from our consultancy and training teams explore the lessons which have been learnt from the initial stages of the new regime, and outline the remaining challenges as firms work towards full implementation in December 2020.

Topics covered include the rights (and wrongs) of conduct training, the ‘flight path’ to December 2020 and some of the dilemmas associated with non-financial misconduct.

• Introduction
• Implementation - lessons learnt
• Conduct training - lessons learnt
• Flight Path to 9th December 2020
• Non-financial misconduct
• Conduct training going forward
• Close and Questions

Access is complimentary for Compliance and L&D/Training/HR staff from FCA Regulated Firms.

To request access to this virtual event click here to complete your details.