Risk in Financial Services - CISI
Are you studying for the CISI Risk in Financial Services? And do you want to increase your chances of success? Our courses give you the tools and assistance you need.
The CISI's Risk in Financial Services qualification is a comprehensive introduction to the major risk areas in financial services. It provides a sound grounding in the principles of the risk management framework and corporate governance and risk oversight. It covers specific techniques used in identifying, reducing and managing operational risk, credit risk, market risk, investment risk, liquidity risk and model risk.
Risk in Financial Services can be taken as a stand-alone qualification or as part of the CISI's Investment Operations Certificate (IOC).
This course is delivered in-house. For companies looking to train more than 5 staff, we offer bespoke training programmes which can include live tutorials, additional exam practice and our distance learning platform. Contact us for a quote.
Who is this for?
The Risk in Financial Services qualification is aimed at risk teams, compliance teams, branch management, corporate lawyers, finance officers, senior managers of all disciplines and existing and aspiring non-executive directors.
Principles of Risk Management
- Introduction to Risk in Business
- Specific Risks in Financial Services
- Emerging considerations for the Financial Services industry
International Risk Regulation
- The Bank for International Settlements
- Basel Regulatory Capital
- Regulatory Risk
- Other Relevant Regulations
- Definitions of Operational Risk
- Operational Risk Policy
- Operational Risk Framework
- Operational Risk Identification
- Operational Risk Assessment and Measurement
- Managing Operational Risk
- Identification of Credit Risk
- Credit Risk Measurement
- Credit Risk Management
- Identification of Market Risk
- Market Risk Management
- The Measurement of Investment Returns
- Identification, Measurement and Management of Investment Risk
- Identification of Liquidity Risk
- Measurement of Liquidity Risk
- Management of Liquidity Risk
- Overview of Model Risk
Risk Oversight and Corporate Governance
- Risk Governance within Financial Services Organisations
- Risk Culture and Leadership
Enterprise Risk Management (ERM)
- Overview of Enterprise Risk Management (ERM)
CISI Exam Details
2 Hour multiple choice computer-based test (CBT)
Pass Mark: 70%
CISI Workbook & Exam Fees
Exam & Workbook £359.00
+£40.00 CISI registration for new students
Exam, Workbook and eLearning package £377.00
+£66.00 CISI registration for new students
Recommended minimum study time: 100 hours
To order your workbook and book your exam, visit the CISI's online Booking Portal
Our virtual training courses are designed to be every bit as engaging as our in-person courses. To achieve this, our trainers use market-leading technology and a range of training techniques to ensure high levels of interaction with participants. Courses include the use of:
- Virtual ‘break-out’ rooms: participants are divided into virtual rooms to facilitate small group discussion.
- Polling: multiple-choice questions, answered anonymously, allow the trainer to assess knowledge and understanding across the group.
- Case studies: true to life case studies and scenarios are used to highlight the practical application of theoretical knowledge.
- Messaging: participants can submit questions and comments, either to the whole group or privately to the trainer.
Recording: public course participants have the option to access a recording of the course for one month after the course. In-House clients also have the option to record their training for an additional fee.
On-going Q&A: public course participants can access an ongoing Q&A facility allowing them to ask questions relating to the course.
Our in-person training is delivered face to face at your offices, and includes:
- ‘In-the-moment’ questions & discussions: questions through conversations allow the trainer to assess knowledge and understanding across the group.
- Case studies: true to life case studies and scenarios are used to explore practical application of theoretical knowledge.
- Q&A: participants can ask questions during training, either to the whole group or privately to the trainer.