Market Abuse (DIFC) eLearning

Overview

Financial services regulators, both in the UK and internationally, frequently emphasise the importance of preventing and detecting market abuse.

This Market Abuse eLearning module begins with a short overview of the key concepts and main regulatory sources. It then explores the practical impact of market abuse law and regulation through a number of short case studies, many of which are based on real-world examples.

This module and the end assessment can be tailored to incorporate client-specific content.

Course Details

Chapter 1 – Understanding Market Abuse

Overview and scope
Insider dealing
Misuse of information
Market manipulation
What about benchmarks?
What about commodities?

Chapter 2 – Law and Regulation

DIFC law and regulation (Markets Law and Code of Market Conduct)
Policies and procedures

Chapter 3 – Putting it into Practice

Insider dealing
Recognising inside information
Market manipulation
Identifying and reporting suspicions

Assessment

Delivery

Our interactive learning is delivered online, so all you need is an internet-connected device – we’ll do the rest.

We handle every part of the set-up process, from customising your individual Learning Management System (LMS), loading staff data, setting up a deployment and reminder schedule and reporting on progress.

In addition, administrators can also have access to all of these tools too, giving you the flexibility to be involved as much or as little as you prefer.

eLearning Previews

See examples taken from a range of our eLearning courses in the gallery below.