DFSA SEO & Compliance Officer CPD Programme 2026
Overview
The DFSA require all Senior Executive Officers, Compliance Officers and MLROs of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.
The DFSA SEO & Compliance Officer CPD Programme has been designed for Authorised Individuals of DFSA-regulated firms, covering key regulatory topics. The programme consists of 12 1-hour video tutorials and 4 eLearning modules, totalling 15 CPD hours.
Each video tutorial is recorded live approximately once a month. Once recorded they are made available to participants on an 'on-demand' basis through our dedicated CPD learning portal.
Participants have the flexibility of attending sessions 'live' as they take place or at a later date. In addition to the video tutorials, participants are given access to four GRC eLearning modules, each lasting approximately 45 minutes.
Who is this for?
This CPD Programme is suitable for Senior Management, Senior Compliance staff and MLROs of DFSA-regulated firms.
Course Details
- Compliance and risk outlook for 2026
- DFSA and conduct
- Responsible use of AI
- DFSA and the client assets rules
- ESG update
- DFSA and virtual assets
- Outsourcing and operational resilience
- Data protection update
- DFSA Enforcement update
- Financial promotions
- Corporate governance and whistleblowing update
- Fintech update
eLearning
Four of the following eLearning modules. 45-minute duration per module
- ESG and Sustainable Finance
- Conflicts of Interest
- Data Protection - DIFC
- Market Abuse
Upcoming Live Sessions
-
Compliance and risk outlook for 2026
13 Jan 2026 (11:00 - 12:00) -
DFSA and conduct
10 Feb 2026 (11:00 - 12:00) -
Responsible use of AI
11 Mar 2026 (11:00 - 12:00) -
DFSA and the client assets rules
21 Apr 2026 (11:00 - 12:00) -
ESG update
19 May 2026 (11:00 - 12:00) -
DFSA and virtual assets
09 Jun 2026 (11:00 - 12:00) -
Outsourcing and operational resilience
14 Jul 2026 (11:00 - 12:00) -
Data protection update
04 Aug 2026 (11:00 - 12:00) -
DFSA Enforcement update
08 Sep 2026 (11:00 - 12:00) -
Financial promotions
06 Oct 2026 (11:00 - 12:00) -
Corporate governance and whistleblowing update
10 Nov 2026 (11:00 - 12:00) -
Fintech update
08 Dec 2026 (11:00 - 12:00)
Delivery
The programme consists of 12 x 1-hour virtual training courses that are delivered live, and 4 x 45-minute eLearning modules, totalling 15 CPD hours.
Participants have the flexibility to join the virtual sessions live as they take place, or watch the recordings at a later date through our dedicated CPD learning portal.
Firms with more than 5 staff to train have the flexibility to deliver this CPD Programme training in-person by one of our trainers at your premises, or virtually via Zoom, Teams or Webex.