CCL Regulatory Update: UK Edition - November 2019

This edition includes: Conduct Risk During LIBOR Transition, EBA Consultation on Amending Technical Standards for Passport Notification, ESMA Q&As, UKFIU Publishes New Glossary Codes and Reporting Routes on SARs, FCA...

CCL Regulatory Update: Middle East Edition - November 2019

This edition includes:DFSA Signs MoU with Saudi Regulator, FSRA Issues Public Consultation on Updates to PRU Rulebook, SCA Joins Global Financial Innovation Network, FATF Updates Countries on List of Jurisdictions...

Compliance Updater - October 2019

Burford Capital launches a legal action against the LSE. Prudential fined £24m by the FCA over annuity sales. Ex-trader claims Citi framed him. SEC preparing new limits on shareholders agitating...

CCL Regulatory Update: UK Edition - October 2019

This edition includes: FCA Letter on Expectations for SARs and STORs, Bank of England Stress Testing Results, ESMA Updates MiFID II Q&As, HM Treasury Approves Changes to JMLSG – Syndicated...

CCL Regulatory Update: Middle East Edition - October 2019

This edition includes: DFSA Opens Applications for its 2020 Regulatory Sandbox Winter Cohort, FSRA Publishes Regulatory Guidance for APIs, SCA Releases Draft Regulations on Crypto Assets, FATF Releases Draft Guidance...