CCL Regulatory Update: UK Edition - May 2018

This edition includes: FCA Remuneration, FCA Handbook Notice, PRA updates and developments on PRA Policy Statement on Pillar 2 and PRA Update on MiFID II Passporting ITS, financial crime updates...

CCL Regulatory Update: Middle East Edition - May 2018

This edition includes: DFSA Expands FinTech Innovation Testing Programme, ADGM Establishes its First Representative Office in Beijing, U.S. Imposes Sanctions on Iran Central Bank Governor, FATF Hold Private Sector Consultative...

Compliance Updater - April 2018

Spotify becomes the largest direct listing on record. Slip up in the FTSE Russell index – LongFin in, then out. FCA reveals first set of rules after asset management market...

CCL Regulatory Update: Middle East Edition - April 2018

This edition includes: DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2. FinTech Conferences. Enactment of Codified Corporate Beneficial Ownership...

CCL Regulatory Update: UK Edition - April 2018

This edition includes: Statement on the Requirements for Firms Offering Cryptocurrency. FCA Update on Asset Managers Authorisation. FCA Handbook Notice 54. Policy Statement on Duties of Authorised Fund Managers as...