CCL Regulatory Update: Middle East Edition - September 2018

This edition includes: DFSA Board Appoints Bryan Stirewalt as Next Chief Executive, ADGM Launches New Commercial Licence for Tech Start-Ups, ING CFO Steps Down Following $900 Million Money Laundering Fine...

Compliance Updater - August 2018

LGIM facing whistleblower accusations of risk and compliance failures. New EU rules come in for CFDs. Republican congressman insider dealing during a picnic at the White House. Trump-style tweet may...

CCL Regulatory Update: UK Edition - August 2018

This edition includes: Consultation to Improve Conduct and Communications in Payment Services and E-Money Firms, ESMA to Renew Prohibition on Binary Options, MLD 4 and FCA Commences Criminal Prosecution Against...

CCL Regulatory Update: Middle East Edition - August 2018

This edition includes: Amendment to DFSA Forms, ADGM Seeks Market Response to Joint Consultation on Global Financial Innovation Network, ESCA Grace Period to Local Promoters of Foreign Mutual Funds Has...

Compliance Updater - July 2018

Businesses overwhelmed with GDPR complaints and inquiries. Conduct risk rating agency set for launch. Glencore investigation by DoJ into bribery and corruption. Amsterdam benefitting from trading groups’ Brexit concerns. Credit...