Compliance Updater - April 2018

Spotify becomes the largest direct listing on record. Slip up in the FTSE Russell index – LongFin in, then out. FCA reveals first set of rules after asset management market...

CCL Regulatory Update: Middle East Edition - April 2018

This edition includes: DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2. FinTech Conferences. Enactment of Codified Corporate Beneficial Ownership...

CCL Regulatory Update: UK Edition - April 2018

This edition includes: Statement on the Requirements for Firms Offering Cryptocurrency. FCA Update on Asset Managers Authorisation. FCA Handbook Notice 54. Policy Statement on Duties of Authorised Fund Managers as...

Compliance Updater - March 2018

Britain’s first unexplained wealth order. US DoJ charges UK broker for pumping and dumping. Google received 2.4m requests to be forgotten. Saudi Aramco IPO delayed until 2019. Trump blocks proposed...

CCL Regulatory Update: Middle East Edition - March 2018

This edition includes: DFSA Releases Consultation Paper No.117 Miscellaneous Changes. ADGM and Jersey Financial Services Commission Sign Statement of Co-operation Agreement. UAE Exchange Houses Ordered to Raise Standards by Central...