CCL Regulatory Update: UK Edition - August 2018

This edition includes: Consultation to Improve Conduct and Communications in Payment Services and E-Money Firms, ESMA to Renew Prohibition on Binary Options, MLD 4 and FCA Commences Criminal Prosecution Against...

CCL Regulatory Update: Middle East Edition - August 2018

This edition includes: Amendment to DFSA Forms, ADGM Seeks Market Response to Joint Consultation on Global Financial Innovation Network, ESCA Grace Period to Local Promoters of Foreign Mutual Funds Has...

Compliance Updater - July 2018

Businesses overwhelmed with GDPR complaints and inquiries. Conduct risk rating agency set for launch. Glencore investigation by DoJ into bribery and corruption. Amsterdam benefitting from trading groups’ Brexit concerns. Credit...

CCL Regulatory Update: UK Edition - July 2018

This edition includes: Near-Final Rules on the Extension of SM&CR, PRA Sets Out Proposed Rules to Extend SM&CR, ESMA Reminder for UK Based Entitles About Timely Submission of Authorisation, FATF...

CCL Regulatory Update: Middle East Edition - June & July 2018

This edition includes: DFSA Holds Annual Supervision Outreach Session, ADGM Launches Crypto Asset Regulatory Framework, Oman Tightens Controls on Remittance and Currency Exchange, FATF Plenary Meeting Outcomes, Deutsche Bank Fined...