CCL Regulatory Update: Middle East Edition - February 2020

This edition includes: DFSA Communications Regarding UN Security Council Sanctions List, FSRA Updates its Virtual Asset Regulatory Framework, FATF Plenary Discusses United Arab Emirates Mutual Evaluation, FATF Updates Countries on...

CCL Regulatory Update: UK Edition - February 2020

This edition includes: FCA Webpage on Considerations for UK Firms After the Transition Period, PRA’s Methodologies for Setting Pillar 2 Capital, ESMA Clarifies Governance and Reporting Obligations for UK Entities...

Compliance Updater - January 2020

Challenger audit firm RSM misstates its own accounts. Cyber criminals attack Travelex. FCA attempts to require clarity from banks re interest rates. Dixons Carphone fined £500,000 for data breach. Citadel...

CCL Regulatory Update: UK Edition - January 2020

This edition includes: FCA Dear CEO Letter to Asset Managers, Bank of England and FCA Encourages Switch from LIBOR to SONIA, ESMA Update on Governance and Reporting Obligations for Brexit,...

CCL Regulatory Update: Middle East Edition - January 2020

This edition includes: DFSA Outreach Session – Cyber Threat Intelligence Platform, Summary of Proposed FSRA Changes in Consultation Paper No. 5 of 2019, Economic Substance Update, FATF Hosts Forum for...