CCL Regulatory Update: UK Edition - September 2018

This edition includes: Re-evaluation for Retail Investment Adviser, BCBS Amendments to the Pillar 3 Disclosure Requirements, ESMA Updates Benchmark Register, Directive on Countering Money Laundering by Criminal Law and FCA...

CCL Regulatory Update: Middle East Edition - September 2018

This edition includes: DFSA Board Appoints Bryan Stirewalt as Next Chief Executive, ADGM Launches New Commercial Licence for Tech Start-Ups, ING CFO Steps Down Following $900 Million Money Laundering Fine...

Compliance Updater - August 2018

LGIM facing whistleblower accusations of risk and compliance failures. New EU rules come in for CFDs. Republican congressman insider dealing during a picnic at the White House. Trump-style tweet may...

CCL Regulatory Update: UK Edition - August 2018

This edition includes: Consultation to Improve Conduct and Communications in Payment Services and E-Money Firms, ESMA to Renew Prohibition on Binary Options, MLD 4 and FCA Commences Criminal Prosecution Against...

CCL Regulatory Update: Middle East Edition - August 2018

This edition includes: Amendment to DFSA Forms, ADGM Seeks Market Response to Joint Consultation on Global Financial Innovation Network, ESCA Grace Period to Local Promoters of Foreign Mutual Funds Has...