CCL Regulatory Update: Middle East Edition - October 2018

This edition includes: DFSA Publishes Report on OTC Fixed Income Securities Market, ADGM Joins the WAIFC, UK to Introduce National Economic Crime Centre and FCA Fine Liberty Mutual Insurance Europe...

Compliance Updater - September 2018

Adoboli facing deportation from the UK to Ghana. Danske’s Estonian branch estimated to have handled $235bn of foreign client money over 9 years. BA suffers major website hack. Unilever details...

CCL Regulatory Update: UK Edition - September 2018

This edition includes: Re-evaluation for Retail Investment Adviser, BCBS Amendments to the Pillar 3 Disclosure Requirements, ESMA Updates Benchmark Register, Directive on Countering Money Laundering by Criminal Law and FCA...

CCL Regulatory Update: Middle East Edition - September 2018

This edition includes: DFSA Board Appoints Bryan Stirewalt as Next Chief Executive, ADGM Launches New Commercial Licence for Tech Start-Ups, ING CFO Steps Down Following $900 Million Money Laundering Fine...

Compliance Updater - August 2018

LGIM facing whistleblower accusations of risk and compliance failures. New EU rules come in for CFDs. Republican congressman insider dealing during a picnic at the White House. Trump-style tweet may...