CCL Regulatory Update: UK Edition - March 2019

This edition includes: FCA on New Directory, BoE ACS for 2019 Banking Stress, ESMA on Transparency Calculations, Trace Report on Corruption, Conviction of Fourth Senior Banker in EURIBOR Fraud and...

Compliance Updater - February 2019

EU accuses eight banks of rigging the eurozone bond market. Brexit certainty reached on delegated fund management. MiFID II results in new entrant into corporate broking sector. Australia’s Royal Commission...

CCL Regulatory Update: UK Edition - February 2019

This edition includes: FCA on Asset Management, PRA Fees and Levies: Changes to Periodic and Transaction Fees, EBA on Outsourcing Arrangements, MLD4/5 and New List of High-Risk Countries, FCA’s First...

CCL Regulatory Update: Middle East Edition - February 2019

This edition includes: DFSA Suspends Licence of Morgan Gatsby Limited, ADGM Releases Consultation Paper No.1 of 2019, Bahrain to Introduce Cryptocurrency Regulations, Iran Given Four Months to Tighten Laws Against...

Compliance Updater - January 2019

UK’s FCA probing work culture at RBC. Danske now facing a French investigation. Former StanChart employee to plead guilty to Iran sanction breaches charge. Four former Barclays executives deny fraud...