CCL Regulatory Update: Middle East Edition - October 2019

This edition includes: DFSA Opens Applications for its 2020 Regulatory Sandbox Winter Cohort, FSRA Publishes Regulatory Guidance for APIs, SCA Releases Draft Regulations on Crypto Assets, FATF Releases Draft Guidance...

Compliance Updater - September 2019

Sweden state pension fund fires CEO over internal rule breach. Banker in insider dealing investigation charged for deleting messages. Ex-Goldman banker told to pay £7.3m in corruption case. Clearing house...

CCL Regulatory Update: UK Edition - September 2019

This edition includes: FCA on Guidance for the Fair Treatment of Vulnerable Customers, Strengthening Individual Accountability –SM&CR, European Commission FAQ on PSD2, MEPs Call for Implementation of AML Rules, FCA...

CCL Regulatory Update: Middle East Edition - September 2019

This edition includes: New DIFC Employment Law Enacted, FSRA Publishes Detailed Guidance on Digital Securities, Saudi Capital Market Authority Approves Multiple FinTech “Experimental Permits” for Equity Crowdfunding, EU to Consider...

Compliance Updater - August 2019

Global regulators’ privacy worries over Facebook cryptocurrency. Malaysia charges seventeen Goldman staff over 1MDB scandal. Allegations of market manipulation against short seller Muddy Waters. Claims of a $38bn fraud at...