Archive: 2018

Compliance Updater - December 2018

‘London Blue’ hackers target CFOs. Deutsche Bank’s BVI unit is the centre of an AML probe. Tesco executives cleared of fraud charges. Deutsche cleared 80% of Danske’s Estonian branch flows....

CCL Regulatory Update: UK Edition - December 2018

This edition includes: SM&CR – FCA Webpage on Client Dealing Function, The Securitisation Regulations 2018, ESMA Renew Restrictions on CFDs, FCA Guidance on Insider Dealing and Market Manipulation, FCA Fines...

CCL Regulatory Update: Middle East Edition - December 2018

This edition includes: Notice of Amendments to Legislation, ADGM Concludes 1st Industry E-KYC Utility Project with UAE Financial Institutions, CCL Curate Panel at the Central Bank of the UAE’s Strategy...

Compliance Updater - November 2018

Charges for Goldman Sachs and its bankers over 1MDB scandal. Privacy International calls for GDPR probe into ‘data traders’. Swift announces disconnection of Iranian banks. Ex-JPMorgan metals trader pleads guilty...

CCL Regulatory Update: UK Edition - November 2018

This edition includes: Brexit Impact Assessment by FCA, Brexit Scenarios – BoE Response to Treasury, ESMA on Managing Risks on a No-Deal Brexit in the Area of Central Clearing, The...