Archive: 2018

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Compliance Updater - May 2018

Bloomberg chooses Amsterdam as its new trading base. Facebook to verify political issue advertisements. Cambridge Analytica required to respond to US individual’s subject access request. US SEC consulting on retail...

Compliance Updater - April 2018

Spotify becomes the largest direct listing on record. Slip up in the FTSE Russell index – LongFin in, then out. FCA reveals first set of rules after asset management market...

CCL Regulatory Update: Middle East Edition - April 2018

This edition includes: DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2. FinTech Conferences. Enactment of Codified Corporate Beneficial Ownership...

CCL Regulatory Update: UK Edition - April 2018

This edition includes: Statement on the Requirements for Firms Offering Cryptocurrency. FCA Update on Asset Managers Authorisation. FCA Handbook Notice 54. Policy Statement on Duties of Authorised Fund Managers as...
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