Archive: 2017

Compliance Updater - December 2017

HSBC facing criminal complicity claims over Gupta links. Trump nominates new Chair for the Fed. Saudi Arabia cracks down on corruption. Paradise Papers reveal offshore interests of hundreds, including the...

CCL Regulatory Update: UK Edition - December 2017

This month includes: FCA Amends Handbook Update to Pillar II Reporting Requirements Registers Information for MiFID/MiFIR Growing Threat of Fraud Bluefin Fined £4m

CCL Regulatory Update: Middle East Edition - December 2017

This month includes: DFSA Signs FinTech Agreements with Hong Kong Authorities. ADGM Bolsters Data Protection Oversight and Support. UAE Included in EU Tax Haven Blacklist. UK Technological Innovation Breakthrough for...

CCL Regulatory Update: UK Edition - November 2017

This month includes: Alert to Principals Who Have Appointed Representatives PRA Adjustment on Fees and Levies Q&As on MiFID II Money Laundering Registration Form FCA Decides to Ban Tom Hayes

CCL Regulatory Update: Middle East Edition - November 2017

This month includes: DFSA and ASIC Sign FinTech Agreement. ADGM Proposes New Remote Membership Framework. Saudi Arabia Make Arrests in a Crackdown on Corruption. EU Markets Agency Warns New Crypto...