CCL Regulatory Update: UK Edition - June 2018

This edition includes: FCA List of Cooperation Agreements, FCA Update on Authorisation, Policy Statement on Algorithmic Trading, Final Measures on CFDs and Binary Options, Smooth Introduction for LEIs and Proposal...

CCL Regulatory Update: UK Edition - May 2018

This edition includes: FCA Remuneration, FCA Handbook Notice, PRA updates and developments on PRA Policy Statement on Pillar 2 and PRA Update on MiFID II Passporting ITS, financial crime updates...

CCL Regulatory Update: UK Edition - March 2018

FCA Quarterly Consultation. Updated Application Form for Authorisation. Legal Entity Identifier Update on Validation Rule. Official Journal of the EU. JMLSG Proposes Revisions Former Deutsche Bank Trader Fined and Banned

CCL Regulatory Update: UK Edition - February 2018

This edition includes: SMCR for Insurers, Supervision of Algorithmic Trading, Direction for Modification of Rules, Basel Committee on Pillar 3, The Functioning of AIFMD, The Official Journal of the EU,...

CCL Regulatory Update: UK Edition - January 2018

This edition includes - FCA Enforcement PRIIPs Instrument, New Chairs of the FCA, Update on Pillar II Liquidity Reporting, The Functioning of the European Online Dispute Resolution Platform, CFT/AML Guidelines...
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