CCL Regulatory Update: UK Edition - November 2018

This edition includes: Brexit Impact Assessment by FCA, Brexit Scenarios – BoE Response to Treasury, ESMA on Managing Risks on a No-Deal Brexit in the Area of Central Clearing, The...

CCL Regulatory Update: UK Edition - October 2018

This edition includes: FCA and SFC Entered into a MoU on Mutual Recognition of Funds, PRA Update on Pillar II Reporting, ESMA Q&As, The Adoption of Tougher Rules on Money...

CCL Regulatory Update: UK Edition - September 2018

This edition includes: Re-evaluation for Retail Investment Adviser, BCBS Amendments to the Pillar 3 Disclosure Requirements, ESMA Updates Benchmark Register, Directive on Countering Money Laundering by Criminal Law and FCA...

CCL Regulatory Update: UK Edition - August 2018

This edition includes: Consultation to Improve Conduct and Communications in Payment Services and E-Money Firms, ESMA to Renew Prohibition on Binary Options, MLD 4 and FCA Commences Criminal Prosecution Against...

CCL Regulatory Update: UK Edition - July 2018

This edition includes: Near-Final Rules on the Extension of SM&CR, PRA Sets Out Proposed Rules to Extend SM&CR, ESMA Reminder for UK Based Entitles About Timely Submission of Authorisation, FATF...