CCL Regulatory Update: UK Edition - October 2019

This edition includes: FCA Letter on Expectations for SARs and STORs, Bank of England Stress Testing Results, ESMA Updates MiFID II Q&As, HM Treasury Approves Changes to JMLSG – Syndicated...

CCL Regulatory Update: UK Edition - September 2019

This edition includes: FCA on Guidance for the Fair Treatment of Vulnerable Customers, Strengthening Individual Accountability –SM&CR, European Commission FAQ on PSD2, MEPs Call for Implementation of AML Rules, FCA...

CCL Regulatory Update: UK Edition - August 2019

This edition includes: FCA Reviews Findings on the Senior Managers and Certification Regime in the Banking Sector, EBA Advises the European Commission on the Implementation of the Basel III Framework,...

CCL Regulatory Update: UK Edition - July 2019

This edition includes: FCA Confirms Permanent Restrictions on the Sale of CFDs and CFD-like Options, EBA Calls for Communication to Credit Institutions on AML/CFT Concerns from a Prudential Perspective, ESMA...

CCL Regulatory Update: UK Edition - June 2019

This edition includes: FCA Quarterly Consultation, PRA Regulated Fees and Levies Proposal 2019/20, EBA Publishes Opinion on Strong Customer Authentication on PSD2, HM Treasury Updates AML/CTF Notice on Controls in...