Compliance Updater - May 2021

Germany’s BaFin warns Binance over “stock tokens”. Archegos preparing for insolvency. Malaysian state fund suing banks for breach of duties. FCA formally investigating Greensill Capital. SFO investigating Gupta Family Group...

New AML Requirements for DNFBPs in the UAE - Are you ready?

In March 2021, the UAE Ministry of Economy issued Cabinet Resolution No. (16) of 2021 in line with efforts to combat money laundering and terrorist financing. The Resolution lists twenty-six...

Compliance Updater - April 2021

Does the oversight of family offices need to be strengthened? Doubts over invoices factored by Greensill Capital. “Worst IPO in London’s history” is a blow to regulatory plans. Biden presents...

CCL Regulatory Update: UK Edition - April 2021

This edition includes: FCA Publishes Discussion Paper on Strengthening Financial Promotion Rules, PRA Publishes Consultation Paper to Correct Remuneration Definition, ESMA Updates SFTR Q&As, First Sanctions in UK Under New...

CCL Regulatory Update: Middle East Edition - April 2021

This edition includes: DIFC Announces Proposed Intellectual Property Regulations for Consultation, FSRA Introduces New Regulatory Framework for Third Party Financial Technology Services, CBUAE Launches Intraday Liquidity Facility, Update to the...