Compliance Updater - March 2021

Martin Mitchell | 31st March 2021 | Compliance Updater
Deutsche Bank investigating sales of complex currency products to SMEs in Spain. Greensill Capital and Greensill Bank near collapse. Deloitte agrees $80m settlement over 1MDB. Report published on the UK...

Compliance Updater - February 2021

Martin Mitchell | 28th February 2021 | Compliance Updater
South Korean politicians back short selling ban extension. Bezos is latest to show disregard of corporate governance standards. Bank of England governor criticises European Commission. Credit Suisse finally resolves crisis...

CCL Regulatory Update: UK Edition - February 2021

Carwyn Evans | 28th February 2021 | UK Regulatory Updates
This edition includes: FCA Webpage on Regulatory Changes After End of Transition Period, SM&CR Forms Update, ESMA Issues Statement on MiFID II Reverse Solicitation, FCA on Financial Crime Systems and...

CCL Regulatory Update: Middle East Edition - February 2021

Jade Ashpole | 28th February 2021 | Middle East Regulatory Updates
This edition includes: DIFC Announces Proposed Amendments to the Three Major Laws, ADGM Launches Inaugural Digital Lab Demo Day, SCA Fosters Mutual Cooperation in Training and Financial Services, FATF Publishes...

Compliance Updater - January 2021

Martin Mitchell | 31st January 2021 | Compliance Updater
Starting 2021 with a Brexit ‘no deal’ on financial services. TP ICAP unable to use pandemic disruption as an excuse. Deutsche agrees $125m settlement over fraud and bribery allegations. Thousands...