Compliance Updater - April 2019

Martin Mitchell | 30th April 2019 | Compliance Updater
Banking Standards Board survey results published. Two former Barclays traders jailed for roles in Euribor rigging. Socially responsible bribery? Treasury orders FCA to appoint independent reviewer over LCF collapse. FCA...

CCL Regulatory Update: UK Edition - April 2019

Carwyn Evans | 30th April 2019 | UK Regulatory Updates
This edition includes: FCA Handbook Notice, PRA on Revision of Branch Return, BCBS on Consolidated Basel Framework, FATF Report to G20 FCA Fines Standard Chartered Bank and Draft Brexit SIs...

CCL Regulatory Update: Middle East Edition - April 2019

Clare Curtis | 30th April 2019 | Middle East Regulatory Updates
This edition includes: DFSA Takes Action to Protect the Integrity of Islamic Finance, ADGM Issues Public Consultation on New Amendments to the ADGM Employment Regulations, Oman Likely to Introduce Bankruptcy...

Compliance Updater - March 2019

Martin Mitchell | 31st March 2019 | Compliance Updater
HMRC accused of breaching FCA regulations. MPs demand an end to secret company ownership in the UK crown dependencies. Increase in whistleblowing to the UK’s FCA. Britain’s biggest estate agent...

CCL Regulatory Update: Middle East Edition - March 2019

Clare Curtis | 31st March 2019 | Middle East Regulatory Updates
This edition includes: DFSA Hosts Financial Crime 2019 Conference, ADGM Opens 4th RegLab Cohort Focusing on the API Economy and Sustainable Finance, CBB Allows Short-Selling and Lending of Securities, FCA...