Breakfast Briefing | London | 25th Mar

Start: Monday, 25 March, 2019 - 09:00
Finish: Monday, 25 March, 2019 - 11:00
Location: One Moorgate Place
Address: London EC2R 6EA


With the extension of the Senior Managers and Certification Regime (SM&CR) to investment firms from December 2019, one of the major challenges facing firms will be the need to tailor training to employees’ specific job roles, rather than relying on generic training content.

We have first-hand experience of the new regime having worked with banks during the original rollout of the SM&CR. Our training faculty has trained many senior management teams, and other employees, on the new rules and their practical impact.

At our event on the 25th March we will share our insights with you and provide practical guidance on meeting the challenges ahead.




  • SM&CR Animated video

Background to the training obligation

  • Why the prescribed responsibility is so important 
  • Requirements for Dec 2019
  • Requirements for 2020

Different approaches to training on the conduct rules

  • The What: Conduct rules + relevant scenarios
  • The How:
  1. DIY
  2. External help
  3. Train The Trainer
  • The When: more detail on 2019 requirements

Behavioural Economics
An interactive session will explore how firms can incorporate the latest insights from behavioural economics to create engaging and effective conduct training

Who is this briefing for?

Attendance to this briefing is complimentary for Compliance and L&D/Training staff from FCA Regulated Firms. 


For further details and to request a place, contact us now