Overview

The DFSA require all Senior Executive Officers (SEOs), Compliance Officers and Money Laundering Reporting Officers (MLROs) of Authorised Firms to undergo a minimum of 15 hours of mandatory training every 12 months to meet their Continuing Professional Development (CPD) requirements.

Consisting of four modules, this programme has been designed for Authorised Individuals of DFSA-regulated firms, covering key regulatory topics, as well as providing eight CPD points.

The programme consists of the following modules:

  1. Governance and Senior Management Regulatory Responsibilities for DFSA-regulated Firms
  2. DFSA Regulatory Update and Horizon Scan
  3. Culture & Conduct for DFSA-Regulated Firms
  4. Financial Crime Prevention - Senior Management Responsibility

Each module will consist of a two-hour training course delivered in the DIFC, with one module being delivered every quarter. Upon completing each module, participants will be awarded two CPD points. Participants can opt to take one or two modules on a standalone basis or the complete programme and attain eight CPD points.

Target Audience
Strictly reserved for Senior Management and Senior Compliance staff of DFSA-regulated firms.