CISI - Securities Paper
Element 1 - Securities
1.1 Shares
1.2 Debt Instruments
1.3 Government Debt
1.4 Corporate Debt
1.5 Eurobonds
1.6 Other Securities
1.7 Foreign Exchange
1.8 Prime Brokerage and Equity Finance
Element 2 - New Issues
2.1 The Primary and Secondary Markets
2.2 Stock Exchanges
2.3 The London Stock Exchange (LSE)
2.4 AIM
2.5 Listing Securities
2.6 Bond Offerings
2.7 Share Capital and Changes to Share Ownership
2.8 Corporate Actions
Element 3 - Primary and Secondary Markets
3.1 Methods of Trading and Participants
3.2 Transaction Reporting
3.3 LSE - UK Equity
3.4 LSE - The International Equity Market
3.5 Other Equity Markets
3.6 Government Bonds
3.7 Corporate Bond Markets
3.8 Dealing Methods
3.9 Market Data
3.10 Regulatory Information and Financial Communications
Element 4 - Settlement
4.1 Settlement
Element 5 - Special Regulatory Requirements
5.1 Takeovers and Mergers
5.2 Disclosure of Interests
5.3 Specific Regulations in the US, Canada and Japan
Element 6 - Accounting Analysis
6.1 Basic Principles
6.2 Company Balance Sheets
6.3 Income Statements
6.4 Cash Flow Statements
6.5 Financial Statements Analysis
Element 7 - Risk and Reward
7.1 Investment Management
7.2 Institutional Investment Advice


Study Programme Highlights
- Taught by a leading CISI trainer with a combination of practitioner and training experience
- Limited class sizes, to ensure interactive teaching environment





