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Preparing for a DFSA Inspection and Investigation

  • The risk-based approach to regulation
  • What the DFSA regulates
  • The risk assessment cycle including trigger events
  • Regulatory tools
  • Off-site regulatory activities
  • On-site regulatory activities
  • The risk matrix and what it means to your firm
  • The expectations from both the firm and the regulator of an on-site assessment
  • The outcome from an on-site regulatory assessment

Multi-Booking Discount

Receive a 20% discount when you book four or more public course places at the same time.

Tailored to your needs

Our courses can be tailored to your firm's specific requirements and industry sector.