A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component.

The Chartered Institute for Securities & Investment (CISI)’s Global Financial Compliance qualification is a comprehensive global introduction to all the issues a global compliance officer may encounter. It provides a sound grounding in:

• the international regulatory environment
• the compliance function
• managing the risk of financial crime
• ethics, integrity and fairness
• governance, risk management and compliance