This course is suited to financial and non-financial staff working in DFSA-regulated firms that do not maintain a Trading Book who wish to gain an understanding of the essential prudential systems and controls, the methodology underlying an Authorised Firm’s capital adequacy calculations and the related regulatory reporting requirements.

This course will be of particular interest to:

• Finance Officers
• Compliance Officers

This course is specifically applicable to Authorised Firms who do not incur counterparty risk and market risk.