CISI - Risk in Financial Services
Element 1 - Principles of The Risk Management Framework
1.1 Introduction to Business Risk
1.2 Specific Risks in Financial Services
Element 2 - Corporate Governance and Risk Oversight
2.1 Internal Corporate Governance
2.2 Culture and Leadership
2.3 Risk Governance within Financial Services Organisations
Element 3 - Risk-Related Regulation and Policy in Financial Services
3.1 The Bank for International Settlements
3.2 Basel II Regulatory Capital and Operational Risk
3.3 Principle-based Regulation
3.4 The Sarbanes-Oxley Act
3.5 Islamic Financial Regulation
3.6 Other Relevant Regulations
Element 4 - Operational Risk
4.1 Definitions of Operational Risk
4.2 Operational Risk Policy
4.3 The Risk Management Function
4.4 Risk Identification
4.5 Operational Risk Assessment and Measurement
4.6 Risk Mitigation
Element 5 - Credit Risk
5.1 The Identification of Credit Risk
5.2 Credit Risk Measurement
5.3 Credit Risk Mitigation
Element 6 - Market Risk
6.1 Risk Affecting Financial Markets
6.2 The Mitigation and Management of Market Risk
Element 7 - Investment Risk
7.1 The Measurement of Investment Returns
7.2 The Identification and Measurement of Investment Risk
Element 8 - Liquidity Risk
8.1 The Identification of Liquidity Risk
8.2 The Measurement of Liquidity Risk
8.3 The Management of Liquidity Risk
Element 9 - Enterprise Risk Management (ERM)
9.1 An Overview of Enterprise Risk Management (ERM)



